Trustee Services and Responsible Entity Services

Trustee Services

David Garry & Associates have the necessary expertise and experience to act as Trustee to unregistered managed investment schemes and seeks appointments in this regard.

We can undertake the following activities:

Producing offer documents
Adhering to legislative and regulatory requirements
Custody services
Management of external service providers
Scheme administration
Fund and unit accounting
Registry services for small schemes

Other corporate trust services provided by David Garry & Associates include acting as;

Special purpose vehicle manager providing:

Company secretarial services
Establishing operating procedures
Independent Directors
Preparing of financial accounts
Arranging external tax and audit
Lodging returns with the Australian Securities & Investment Commission

Security Trustee for retail and wholesale issues:

Convertible notes
Unsecured and secured notes
Debentures
Hybrids

Responsible Entity Services

David Garry & Associates have the necessary expertise and experience to act as a Responsible Entity for registered managed investment schemes. David Garry & Associates has the expertise to assist asset managers looking for a qualified and experienced Responsible Entity.

When acting as a Responsible Entity our services can include:

Scheme registration
Production of offer documents
Designing compliance plans
Monitoring of compliance with constitutions and compliance plans
Oversight of investment decisions
Managing adherence to legislative and regulatory requirements
Custody services
Appointment and monitoring of external service providers
Back-office solutions, including:
Scheme administration
Fund accounting
Unit registry
Portfolio valuation
Unit holder reporting

Company Secretarial Services

David Garry & Associates is able to provide a broad range of company secretarial services and has the expertise to manage an entity's obligations under the Corporations Act and ASX listing rules. David Garry & Associates can also provide short-term solutions for entities where additional resources are required for a limited time, such as during peak periods or when a temporary appointment is needed to fill a role until a permanent placement can be made.

Services provided include:

Management of board and committee processes and logistics, including planning, board timetables, agendas, papers, minutes and resolutions
Organisation of meetings
Management of regulatory requirements, including financial reporting obligations, lodgement of forms and filings and liaison with regulators
Corporate governance
Maintenance of corporate registers and other documentation
Development of corporate record-keeping frameworks, including document retention

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